Tracey Longo

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Politics, Taxes Driving Homebuyer Decisions, Redfin Says

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More people are moving into and out of states for political reasons, the brokerage says in a new study.

Two Social Security Do-Overs To Maximize Income

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Clients can see their benefits increase 8% per year by suspending them or starting them over later.

Congressional Bill Would Ban Mandatory Arbitration For Advisor, Broker Clients

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Under the legislation, investors would have the right to choose between arbitration and court action.

Investor Advocate Groups Unite To End Forced Arbitration In RIA Biz

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The groups have formed a coalition to upend a dispute resolution system they say is "stacked against investors."

CFPs Outearn Other Planners By 12%, Study Finds

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Advisors with CFP certificates earned $23,820 more per year than their non-certified peers, a CFP Board study found.

FSI Could Ramp Up Another Suit Against DOL Fiduciary Rule

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The trade group's president said its appeals to the Department of Labor have fallen on deaf ears.

FSI Asks SEC To Police “Regulation By Enforcement”

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New white paper asks regulator to create policies and internal audits to eliminate unfair practices.

Aon Investments Fined $1.5M Over Incorrect Pension Statements

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The faulty performance statements caused wide-ranging disruptions for the Pennsylvania pension fund, the SEC said.

SEC Ramps Up Investor Protections For SPAC IPOs

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The new rules require enhanced conflicts disclosures and guardrails for earnings projections.

DOL's Fiduciary Rule Will Cost Advisors $2.7B In First Year, FSI Says

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That's 11 times more than the agency has estimated, the independent broker-dealer industry group said.

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