Gemini Fund Launches Series Trust
Gemini Fund Services LLC, a subsidiary of NorthStar
Financial Services Group LLC, has launched its second series trust, the
Northern Lights Fund Trust.
Gemini‚s first series trust, The AdvisorOne Trust,
has grown to 13 funds and approximately $800 million in assets over the
last few years.
"We allow our clients to concentrate on what they do
best–managing money and focusing on shareholder returns, not
administering a fund company," says Gemini Fund Services President
Andrew Rogers. "A series trust also reduces fund operating expenses
thereby improving returns to shareholders as the trust gives us the
leverage to negotiate economies of scale that could not be achieved on
an individual basis."
RIAs are able to form a mutual fund in the shared
trust and existing funds can enter the trust if shareholders approve.
Advisors are able to enter the shared trust if they can raise assets,
have an investment strategy and a reasonable fee structure that
benefits shareholders. A model prospect would be an advisor that
manages several hundred million and has many relatively small accounts.
The advisor can utilize the mutual fund to pool smaller accounts and
provide portfolio management.
Since its inception more than 20 years ago,
Hauppauge, N.Y.-based Gemini has launched more than 75 fund families.
Visit www.geminifund.com or www.mfcomplianceservices.com for more
information.
Equal-Weight Sector ETFs Launched
Rydex Investments has launched a family of
exchange-traded funds (ETFs) based on the S&P Equal Weight Sector
Indices. The nine equal-weight sector ETFs, trading on the American
Stock Exchange, divide stocks equally regardless of market
capitalization.
Rydex uses equal weighting to help avoid
single-stock risk, provide more exposure to smaller sector stocks and
potentially enable the new ETFs to outperform cap-weighted peers.
For more information visit www.rydexinvestments.com.
Index Based On Intellectual Property
Ocean Tomo, a provider of diversified intellectual
property-related services, has launched the Ocean Tomo 300 Patent Index
(Amex: OTPAT), the first equity index based on the value of corporate
intellectual property.
The Index represents a diversified portfolio of 300
companies that own the most valuable patents relative to their book
value. The full list of companies in the Index and other materials are
available at www.OceanTomoIndexes.com.
ExpertPlan Launches Enhanced Auto-Enrollment Technology
ExpertPlan Inc., a provider of private-labeled
retirement solutions, has introduced an enhanced auto-enrollment
capability allowing advisors and plan sponsors to select any lifestyle,
asset allocation and target date investments currently available on
ExpertPlan‚s open architecture recordkeeping platform.
The new technology also delivers real time reports
showing employee participation rates and allows Plan Sponsors to elect
ExpertPlan‚s automatic "step-up" deferral increase feature. Visit
ExpertPlan at www.expertplan.com for more information.
Fidelity Increases Advisor Class Funds
Fidelity Investments has expanded its lineup of
asset allocation funds available through financial advisors with the
launch of Advisor classes of the Fidelity Asset Manager funds, each
available with Class A, T, B, C and institutional shares. Fidelity now
offers advisors and their clients access to a family of 88 Advisor
funds.
For more information, advisors may visit https://advisor.fidelity.com.
Two Market Vectors ETFs Launched
The American Stock Exchange and New York-based
investment adviser Van Eck Global have partnered to launch two ETFs,
the Market Vectors–Environmental Services ETF (Amex: EVX) and the
Market Vectors–Steel ETF (Amex: SLX).
The new ETFs are among the first to target these
industries, both of which have outpaced the broader equity markets in
recent years. Options on the new ETFs are listed on the Amex.
ADVISOR EMPORIUM
December 1, 2006
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