by
Jim McConville
Former Lockwood Advisors Inc. executive Donald R. Robinson and others
from the firm have formed Palladiem Partners LP, an independent RIA.
by
Jim McConville
Charles Schwab on Thursday said it completed its acquisition of online
options brokerage company OptionsXpress Holdings, Inc. for an estimated
$1 billion.
by
Jim McConville
Bank of America has hired approximately 40 "financial solution advisors"
to work in its Mid-Atlantic region, the company disclosed Tuesday.
UBS Financial Services, Inc has hired away three veteran Bank of
America-Merrill Lynch financial advisors who combined managed over $450
million last year, UBS officials said.
by
Jim McConville
The SEC tabs Kathleen Weiss Hanley as deputy director and deputy chief economist for
the agency's Division of Risk, Strategy, and Financial Innovation
(RiskFin).
by
Jim McConville
FSC Securities Corp. today named an executive vice president of its parent company as its new president and CEO.
by
Karen DeMasters
A private equity firm has stepped up to buy First Allied, a San Diego-based independent broker-dealer with approximately 1,000 financial advisors.
by
Jim McConville
Schwab Advisor Services reported bigger--but fewer--RIA mergers in the second quarter involving advisory firms that custody assets with the firm.
by
Jim McConville
Former Merrill Lynch financial advisors Robert "Bob" Brooks and son
Wyatt Brooks have joined the Tallahassee branch of Raymond James,
company officials said today.
by Joel Bruckenstein
The firm has launched an upgraded trading platform for systematically managing and rebalancing client portfolios.
by
Evan Simonoff
Ladenburg Thalmann Financial Services has agreed to acquire Securities
America from Ameriprise in a transaction valued at a minimum of $150
million.
Bank of America Corp., the largest U.S...
by
Kathy Lynch
Joe Bottazzi named executive vice president of business development.
by
Kathy Lynch
Industry veteran Nolan Lehmann to join board of directors.
by
Kathy Lynch
Genworth Financial Asset Management's new hire will help financial advisors understand the firm's investment philosophy.
by
Kathy Lynch
Company names Liza Litzow SVP of Strategic Client Solutions.
Boyce Greer, a top Fidelity Institutional executive, died in
a kayaking accident in Idaho on Sunday, according to police.
by
Jim McConville
Beleagured Securities America continued to lose key people this week, with two advisors, representing a combined $18 million in annual production, jumping ship to LPL Financial.
by
Jim McConville
BNY Mellon reported Wednesday it is reducing its global workforce of
48,900 by about 3%, or 1,500 positions, to reduce operational costs.
Envestnet Inc., a provider of wealth management technologies, has
announced an agreement to buy FundQuest Inc., which specializes in
turnkey asset management solutions, for $24.4 million in...
