401(k) Plans

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Ameriprise Pays $27.5M to Settle 401(k) Case

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The lawsuit was brought by Ameriprise employees under the Employee Retirement Income Security Act of 1974.

Employer Financial Wellness Programs Create New Work For Financial Advisors

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The demand for financial wellness programs by employees is leading to a new avenue of work for advisors, including full-time positions at major corporations.

DOL: SEC Input Led to ‘Numerous Changes’ In Proposed Fiduciary Rule

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The Labor Department has told Congress input by SEC staff has resulted in “numerous changes” in DOL’s proposed rule for retirement fund advisors.

Paying For Tuition Trumps Retirement Savings, Survey Finds

by FA Staff

About half of parents would rather withdraw money from their retirement account, work more years or take on a second job than have their kids take out student loans, according to a T...

Sailing To The Coasts

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Martin Bicknell's rollup firm Mariner Wealth has been aggressively acquiring RIAs and investment managers.

Supreme Court Argues Over Duty Of 401(k) Plans To Monitor Investments

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The U.S. Supreme Court argued Tuesday over the on-going fiduciary role of retirement plans to monitor investments.

Cetera Partners With Envestnet On Retirement Platform

by FA Staff

Cetera Financial Group is partnering with Envestnet to build out a retirement plan platform across its network of nine different broker-dealers.

401(k)-style Public Pensions Cost More Than Traditional Plans, Study Says

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Public worker unions and others who back traditional pensions over 401(k)-style plans got ammunition on Tuesday from a new study that shows U.S...

Majority Of Americans Concerned About Pension Gap, Survey Says

by FA Staff

The majority of people surveyed in a recent poll are concerned about the government's ability to fund promised pensions and that taxes will be raised to meet these obligations.

15 Countries Rank Highest For Global Retirement Security

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The U.S. has ranked 19th for three consecutive years in a Natixis survey that ranks countries on their ability to provide financial security and overall well being for retirees.

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