by FA Staff
LPL Financial today announced the firm has reached $50 billion in total RIA assets under custody, doubling its total as of the end of May 2012.
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by
Ted Knutson
A bevy of trade groups and investor advocates says the SEC's proposed fiduciary rules could weaken the standard.
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by Joel Bruckenstein
Fidelity’s new virtual desktop allows advisors to access
more applications than most others.
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by Marie Swift
Tiburon Summit attendees comment on criticism from consumers.
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HighTower Advisors expects its newly announced HighTower Network, its broker-dealer/custodian affiliate, to land its first several teams of advisors who will not be equity partners with the firm over...
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by FA Staff
Art Tambaro, Royal Alliance's president and CEO, will retire at the end of the year and be succeeded by Dmitry Golden, a longtime member of the independent broker-dealer's senior leadership.
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by
Bloomberg News
Royal Bank of Canada, the country’s largest lender, was ordered to pay more than $800,000 to a U.S. couple over their losses on investments including Lehman Brothers Holdings Inc. preferred stock.
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by FA Staff
Shaffer Wealth Management of Atlanta, Ga., is the first advisor team to join the newly formed HighTower Network.
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by
Bloomberg News
MetLife Inc., the largest U.S. life insurer, cut its advisor force by a third, eliminating 2,500 jobs as the company scales back variable annuity sales and turns to other nations for growth.
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