FA News

Two-Thirds Of U.S. Taxpayers Worried About Refund Delays, Survey Says

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Taxpayers are growing increasingly aware of the government shutdown's impact on the IRS, according to the survey.

Fleeing Clients Are Grim Reality In Banks' Push To Manage Wealth

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Managing money for the wealthy hasn't been so easy for banks lately.

Picking Stocks While Shunning ETFs Is The New Thing In Equities

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Money flows from one bank are flashing an encouraging signal for active investing in 2019.

Data Jockeys Are Seeking Greener Pastures As Shutdown Drags On

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The government shutdown could mean a brain drain of data collectors.

Prolonged Shutdown Risks Fading Appeal Of Dollar, Treasuries

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A drawn-out spending battle may collide with the looming debate over America’s borrowing limit.

ETF Investors Join Quants, Hedge Funds Sitting Out Stock Rally

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The list of investing cohorts missing out on the rebound in U.S. stocks keeps growing.

Government Shutdown Blamed For Withdrawal Of Bitcoin ETF Application

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Bitcoin’s price fell following the disclosure.

Chalice Offering End-To-End Business Services, Solutions For Advisors

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The membership organization firm is geared to advisors with $50 million to $250 million AUM.

TD Ameritrade CEO Keeps Cool About Post-Earnings Share Slide

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CEO Tim Hockey said he expected a "muted" reaction after a 5.2 percent gain a week ago.

IRS Refund Delays Could Force Changes In Treasury Bill Supply

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A high number of IRS employees remain absent, meaning refunds may be delayed.

CFA Says 45% Passed Level 1 Exams in December, Best In 9 Years

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A record 34,651 candidates passed the test.

Charitable Giving Projected To Increase 3.4% In 2019

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A new report also projects an increase in 2020, but warned of the impact of the government shutdown.

Advisors Warming Up To Defined-Maturity Bond ETFs

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Investors can use these products to build bond ladders.

Royal Alliance Agent Annuity Switch Cost Couple $60,000, Mass. Regulators Charge

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The BD allegedly failed to supervise an advisor who led the couple to make a costly change in annuities.

The New Generation Of Super-Rich Americans Is Surprisingly Young

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Inheritances and self-made money is creating a youthful generation of super-rich investors.

Wall Street Braces For MiFID-Style Rules Descending On The U.S.

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Europe’s revised Markets in Financial Instruments Directive risks reshaping the global research industry.

2018 A Record Year For RIA M&A Deals

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Transactions jumped 20 percent over the prior year.

Raymond James To Acquire Silver Lane Advisors

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Silver Lane is a boutique investment bank focused on financial services industry mergers and acquisitions.

Bridgewater's Jensen Sees Protracted Economic Slowdown Coming

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Investors need to lower their growth expectations, Greg Jensen said.

Schwab Charitable's Donations Set New Record As Tax Reforms Take Hold

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The company's donor-advised funds gave more than $2 billion to charities in 2018.