Financial Advisor

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Goldman Sachs Joins Citigroup In Expanding Cyber Threat List

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Goldman Sachs Group Inc. and Citigroup Inc. stepped up warnings to shareholders about cyber attacks as the U.S. prodded banks and government agencies to bolster their defenses.

Wealthy Gay Couples Could Pay More Taxes If Unions Legal

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Top-earning gay couples who married in states where the law permits it may soon be paying more in income taxes as the U.S. Supreme Court considers the legality of same-sex unions.

Retirement Planning Should Include Immediate Needs

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Retirement planning should be included in a more holistic approach to finances in order to make a dent in the large number of people who do not have any retirement plans, says a new report by the...

First Pacific Converts All Funds To No-Load

by FA Staff

First Pacific Advisors has eliminated the sales charge for its mutual funds effective April 1.

What Funds Do Financial Advisors Research The Most?

by FA Staff

Morningstar has compiled a list of the investments that financial advisors, individuals and institutions researched the most last year on its software platforms.

Fidelity Analysis Reveals Retirement Contributions Are Increasing

by FA Staff

Retirement contributions have increased for employees with both a workplace savings plan and individual retirement accounts.

Florida Might Give Annuity Sales Law Even Sharper Teeth

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Florida considers extending its tough annuity sales restrictions beyond seniors to protect everybody.

Americans Dissatisfied With Pension System, Study Says

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Americans are dissatisfied with the current employer-run pension system and would support a transportable system that provides payments for life, says a report by the National Institute on Retirement...

LPL Financial Hires New Marketing Firm

by FA Staff

LPL Financial LLC has hired Bernstein-Rein, a public relations firm based in Kansas City, Mo., as its marketing and communications agency.

Global Investor Confidence Index Rises To 94.8 For February

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Investor confidence rose 8.7 points this month, according to State Street Global Markets index.

Tyson Sues Financial Advisor

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Boxing Hall of Fame member and former heavy weight champion Michael Tyson and his wife have filed suit against a financial advisor and his company for $5 million in damages.

SEC Pays Closer Attention To Alternative-Oriented Mutual Funds

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The agency says it’s keeping tabs on investment vehicles employing hedge fund-like strategies.

Octagon Joins Dynasty's Platform

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Octagon Financial Services, a sports management and marketing giant, has aligned with Dynasty Financial Partners’ wealth management platform

Pimco, Invesco Finding Value in TIPS

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At a time when the bond market expects inflation to stay at about the past decade’s average, the biggest buyers of government debt say they need protection from rising consumer prices as central...

How To Find The Right Dividend ETF

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Dividend hungry ETF investors have plenty of funds to choose from.

Red Bull-Fueled Brokers Stand All Day Amid John Thomas Scrutiny

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Wall Street firm John Thomas Financial on the hot seat with regulators.

SEC Scrutinizing Private Fund Advisors

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The SEC’s investment management division is doing a general review of Investment Advisers Act rules to see how they fit in with private funds.

CFP Board Launches New Websites

by FA Staff

The Certified Financial Planner Board of Standards Inc. has launched new websites for professional planners and for consumers.

SEC Lays Out Exam Priorities

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The agency will increase its oversight of combined investment advisor and broker-dealer firms, as well as closely monitor newly registered hedge fund and private fund advisors.

Miller/Russell Appoints Managing Director

by FA Staff

Ken Garrett will lead tax services practice.

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