YOUR BUSINESS

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SEC Charges Orange County Church With $25 Million Ponzi Scheme

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The Church for the Healthy Self, founded by an ex-felon, has been revealed as a $25 million Ponzi scheme.

How The U.S. Opioid Crisis Makes Everyone Poorer

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The opioid crisis can be linked to large numbers of men leaving the workforce - and being left behind.

Former NBA Star Chuck Person Pleads Guilty In NCAA Bribe Scheme

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The former Auburn University assistant was charged after funneling young athletes towards a financial advisor.

USC May Expel Students Associated With College Admission Scandal

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The scandal has embroiled 33 parents along with coaches and admissions consultants.

At Hedge Fund That Owns Trump Secrets, Clashes And Odd Math

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Troubling questions - including allegations of market manipulation - surround the National Enquirer's owner.

From Fraud To Fintech, Quadriga Co-Founder's Past Crimes Emerge

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The story surrounding a troubled cryptocurrency exchange is complicated by the past life of a co-founder.

Parents Who Cop To College Admissions Scam May Stay Out Of Jail

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The Justice Department is likely to take it easy on parents charged in a recent college admissions scandal.

Envestnet To Buy PIEtech, Developers Of MoneyGuidePro, For $500 Million

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The purchase positions Envestnet as a leader in financial planning software.

The 'Money Doctor' Charged In $19.6 Million Ponzi Scheme

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William Neil "Doc" Gallagher convinced elderly people to roll over their retirement funds to him, the SEC charged.

Advocacy Groups Hammer SEC Best Interest Proposals At First House Hearing

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Draft legislation would require the SEC to do extensive consumer testing on disclosures.

Stanford Students File First Admissions-Scandal Class Action

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Stanford students are arguing that the scandal "devalues" their education.

For Mastermind Of College Entrance Scam, Fat Fees Weren’t Enough

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At the center of the college admissions scandal is a cautionary tale of greed, ambition and hubris.

4 “Non-Obvious” Trends That Could Shape The Future Of Your Financial Advisory Firm

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Key trends to help financial advisors stay ahead of the curve.

Raymond James Launches Southern New England Complex

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The firm's traditional b-d is expanding in New England.

Why You Should Improve Your Talent Pipeline In 2019

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Here are some actions to consider taking in 2019 to help fill the talent gap.

Ed Slott: Why Roth IRAs Are Here To Stay

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Don't bet on the government taking away your client's Roth IRA, said Slott.

The (Super) Power Of A Leveraged Ensemble

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Advisors who maximize their advice have learned to rely on an organizational structure called a leveraged ensemble.

Advisor Takes Unique Approach To Mentoring Newbies

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Financial planning students are in for a surprise after they arrive at the office of Lauren Locker, CFP.

California Firm Makes A Connection With Networking Women In Financial Services

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Professional women in the financial services industry can network -- for a price -- in The W Source.

2014 Independent Broker-Dealer Survey: Indies Ascend

by Dan Jamieson

Pressures are increasing, particularly on small independent b-ds, but various trends are creating plenty of opportunity for the industry overall.

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