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Custodians/Fee Only

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SEC Greenlights Yelp-Style Online Reviews Of Advisors With Testimonial Rule

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Clients can now review advisors online for all to see. The feedback might be valuable.

How To Growth Hack An RIA

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Recapitalization might just be the smartest thing an RIA owner can do right now, writes Ryan Shanks.

M&A Still On A Tear, Industry Leaders Say

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The RIA space will see more merger activity regardless of market shifts, say industry thought leaders.

Flat Fees Used By More Than A Quarter Of RIAs, Survey Says

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Among Advyzon clients, flat-fee revenue models were somewhat more popular with larger firms than smaller firms.

MAI Capital Acquires Firm That Serves Pro Baseball Clients

by FA Staff

Maryland-based Geier Asset Management has $390 million under management and serves Major League Baseball players.

Schwab Ranks Highest In Digital Retirement Plan Satisfaction Study

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The J.D. Power study found a large drop-off in client satisfaction from the top companies on the list.

Returning To The Office? Schwab Offers A 5-Step Cyber Prep List

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Advisors need to adapt to a hybrid workplace that includes in-office and remote employees, Schwab says.

Fidelity Digital Assets To Increase Staffing 70% By Year End

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The company is looking to expand its cryptocurrency-related products.

What Gary Gensler Really Meant With His Order Flow Remarks

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The SEC chair is taking aim at market makers like Citadel and Virtu, not Robinhood and other brokers.

Fidelity To Add 9,000 New Workers Across The U.S.

by FA Staff

The new jobs are fueled by continued record growth across its businesses, the company said.

TD Joins RBC In Requiring Vaccines For Staff Returning To Office

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Employees of the Toronto-based bank will be asked to register their vaccination status by Sept. 30.

Schwab Hikes Employees' Pay 5%, Delays Return To Offices

by FA Staff

Workers won't be asked to return to the company's offices until January because of the Delta variant.

Retirement Savings Accounts Reach Record Highs, Fidelity Says

by FA Staff

The pandemic hasn't deterred people from pouring money into their retirement savings, a Fidelity report says.

Study Alleges 6% Of RIAs Committed Fraud With Large PPP Loans

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Some firms refute the claims, but one of the researchers stands by his conclusions.

Schwab Awards Scholarships

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Half of the awards go to students from underserved populations.

Breakaway Advisors Explain Why Grass Greener As Independents

by FA Staff

Advisors surveyed at Dynasty Financial Partners were overwhelmingly happy after going independent.

Trade Groups Mull Asking DOL To Further Delay Fiduciary Rule Enforcement

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The rule puts restrictions on when advisors can profit from retirement plan investment or rollover advice.

Will You Race Against The Machine, Or Run With It?

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Whether you're with an independent broker-dealer, an RIA or a wirehouse, your firm's digital transformation is critical.

CI To Acquire Ohio RIA Budros, Ruhlin & Roe With $3.4B AUM

by FA Staff

The fast-growing, Toronto-based firm also reported record second-quarter earnings and $304 billion in total assets.

Your RIA Has Reached The Point Of Critical Mass. What's Next?

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Deciding to start your own business is not a decision to take lightly.

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