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Custodians/Fee Only

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Wealth Management Group Acquires $1.75B North American Management

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The addition bolsters the company's East Coast presence.

'Change The Damn Name' Of Reg BI, Harold Evensky Tells SEC

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Evensky wants Biden's SEC chief nominee to wipe away a moniker he says misleads investors.

Rachel Bashore Named COO Of Hybrid RIA Good Life Companies

by FA Staff

Bashore joins Good Life from BM Technologies, where she led white-label compliance risk and privacy functions.

As CircleBlack Grows Under New Leadership, Its Founder's Vision Survives

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Alex Sauickie became CEO and president of CircleBlack in September 2020, replacing its late founder John Michel.

Michigan Family RIA With $675M Shutters And Joins LPL Platform

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WWK Investments was rebranded in 1997 after founder Tom Welch retired.

Hightower Names Lisa Dolly, Darrell Horn To BOD Chaired By CEO Bob Oros

by FA Staff

On January 1, 2021, Oros succeeded retired board chairman Elliot Weissbluth.

Larry Kudlow Joins The Bahnsen Group As Economic Advisor

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The former White House National Economic Council Director also debuted his daily afternoon show on Fox Business this week.

American Workplace Retirement Savings Accounts Hit New Records

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Even amid the pandemic, Americans are saving more for retirement.

Peterffy Says Markets Almost Broke During GameStop Mayhem

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The SEC did not intervene when hordes of retail investors drove up shares of GameStop Corp. and other firms

Dalbar Offers Free IRA Rollover Classes For Navigating New DOL Rule

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The rule requires a compliance review before rollover recommendations are presented to clients.

Fiduciary Compensation Exemption Goes Into Effect Next Week

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The Trump-era rule allowing fiduciaries to accept conflicted compensation in certain cases will go ahead, the DOL confirmed.

Fee Compression? Kitces Finds Most Advisor Fees Rose In 2020

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A new study from Kitces.com parsed the growth rates of various fee structures.

M&A Activity Roars Into 2021

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January activity sets up 2021 for another record-breaking number of mergers and acquisitions, DeVoe & Co. says.

CAPTRUST Acquires California Firm With $3B AUM

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The acquisition of the Sacramento-based advisor boosts the company's presence in Northern California.

Robinhood Users Suing Over Trade Limits Face High Legal Bar

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Legal experts say brokerages have broad powers to block or restrict transactions.

CI To Acquire $23B Chicago RIA Segall Bryant & Hamill

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The transaction is expected to close in the second quarter.

Putting January’s RIA Deal Frenzy In Perspective

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Most in the industry are in need of a well-resourced partner that can provide a better client experience.

Charles Schwab Halts All Political Donations

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The discount broker and custodian cited the divisive political atmosphere in the U.S.

Bartlett Wealth Management Rearranges Its Leadership Roles

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Jim Hagerty is the new CEO, Holly Mazzocca becomes president and prior CEO/president Kelley Downing is now executive chair.

Emigrant Partners Takes Minority Stake In Firm Serving Native Americans

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Emigrant expands its partner network with an undisclosed investment in Ulrich Investment Consultants.

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