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TD Ameritrade Wonders If There Are Enough Advisors To Meet Demand


TD Ameritrade says at conference that independents will overtake wirehouses and become the market share leaders.

U.S. Supreme Court Case Will Have Broad Implications


Can a California woman who bought an Austria train ticket online in the U.S. and whose legs were later crushed by the train sue the railway in U.S. court?

State Regulators Urging Investors To Question FAs About Cyber Protections


Nasaa issued an alert urging investors to talk to financial advisors about the cybersecurity protections their firms have in place.

Advent Software May Be Acquired For About $2.3 Billion


SS&C Technologies Holdings is seeking to acquire Advent Software Inc., a major technology provider for financial advisors, according to a person with knowledge of the matter.

NFL’s Path To $25 Billion Hinges On 12-Year-Old’s Mobile Apps


The NFL’s ability to reach its $25 billion revenue target hinges on kids like Ethan Minkoff, a 12-year-old New England Patriots fan.

News From Inside ETFs: Smart Beta, Fixed Income, Robos Will Propel ETF Industry


Fund industry executives on a conference panel discussed the leading ETF trends in 2015.

Banks Want Retailers To Pay More Costs Of Cyberattacks


Banking-related trade groups have raised the ante in the high-stakes cybersecurity cost war between the financial services and retail banking industries.

Pershing Launches Retirement Plan Network

by FA Staff

The new platform’s resources are intended to help advisors achieve better retirement outcomes for retirement plan sponsors and plan participants.

Fidelity's Contrafund Cuts Google Stake Over Data Center Costs


Fidelity's $110 Billion Contrafund has trimmed a roughly $7 billion stake in Google because its portfolio manager thinks the stock faces a potentially choppy market over the short term.

SEC Exam Chief Plans Cybersecurity Guidance For Advisors


He said he hopes to publish guidance for financial advisors this year that will show how well the industry could handle a cyber attack.

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