FA News Articles

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Employer Pension Cutbacks Continue To Mount

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Employers are continue to cut pensions, but the number of plan participants is way up, says a report from the General Accountability Office, the investigative arm of Congress.

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Increased Financial Education In Workplaces Raising Worry, Urgency

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Increased financial education in the workplace is heightening money worries, contends the sponsor of a new study.

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Clients Demanding Social Security Guidance From FAs

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The vast majority of clients are demanding Social Security guidance from their financial advisors, Nationwide Insurance says.

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CFP Board Calls For More Effort To Recruit, Retain Women Planners

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A CFP Board study finds that women are underrepresented in the industry because firms are not committed to women at the highest levels, there aren't enough women role models and women don't advocate...

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SEC's Aguilar: Accountability May Be Lacking In Corporate Governance

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SEC Commissioner Luis Aguilar says some executives are rewarded handsomely for failure.

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Judge Orders Assets Frozen Of Bugatti-Driving Man Tied To $3B Stock Fraud

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A Manhattan District Court judge granted an SEC order sought against a man accused of operating a massive five-year “pump-and-dump” scheme using penny-stock Web sites.

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DoubleLine Hires Pimco’s Sosa As Gundlach Seeks Expansion

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DoubleLine Capital LP hired Pimco’s Ignacio Sosa as director for a newly created product solutions group as CEO Jeffrey Gundlach looks to grow outside the U.S.

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Student Borrowers Urged To Prevent 'Surprise Defaults'

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The Consumer Financial Protection Bureau urged student loan borrowers today to get cosigner releases from their lenders to avoid surprise defaults.

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Mariner Buys Majority Stake In Housen Financial Group

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Mariner Wealth Advisors today said it has taken a majority stake in Housen Financial Group of Manasquan, N.J., bringing its AUM to $9.5 billion.

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Former N.J. Broker Gets Six Years In Jail For Theft

by FA Staff

Randy Schneider, who accepted a plea bargain, was described as a "common thief in a business suit" by the state's acting attorney general.

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