FA News Articles

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Finra Floats Controversial Cards Rule Proposal

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Finra on Tuesday proposed a rule to implement its controversial Comprehensive Automated Risk Data System plan, known as Cards.

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Union Provides Niche Market For Advisor

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J. Graydon Coghlan, a California financial advisor, wants to help other advisors break into the difficult market of serving union members.

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FPA Is Looking For A Few Good People

by FA Staff

The FPA has created a Volunteer Engagement Initiative to encourage more members to give time to improve the profession.

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Snowden Lane Partners Adds $400 Million Team

by FA Staff

Harbor Wealth Management Group has joined the firm from UBS.

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Vanguard, BlackRock May Reap Billions From Pimco After Gross Exit

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Vanguard Group and BlackRock Inc. could be prime destinations for hundreds of billions of dollars in assets that may flee Pimco in the wake of the sudden exit of Bill Gross.

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Mixed Forecast For MLPs

by William Conroy

The amount invested in MLP open-end mutual funds and ETFs increased from $2.7 billion at the end of 2010 to $32.9 billion at the end of last year, according to Morningstar.

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Well-Known Financial Newsletter Writer Dies

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Raymond F. DeVoe Jr., a voice for investors looking for long-term stakes in undervalued companies and who made the phrase "dead cat bounce" famous, has died.

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Investors Yank Nearly $550 Million From Pimco ETF In Two Days

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Investors yanked a record $446.5 million from an ETF managed by Pimco co-founder Bill Gross on Sept. 26 after his sudden departure from the firm.

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Emotional Clients Are Advisors Top Concern, Survey Finds

by FA Staff

Financial advisors worry that clients emotional reactions to market events could harm their businesses and their clients financial well being, according to a survey by Natixis Global Asset Management.

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Bill Gross Gets ‘New Neutral’ Endorsement On First Day At Janus

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On his first full business day at Janus Capital Group Inc., Bill Gross yesterday got a blue-chip endorsement of his economic outlook from a group of former central bankers.

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