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Top financial lobbyists converged on the White House last week in a failed bid to forestall an administration plan that would impose new rules on brokers who manage trillions of dollars in U.S...
The Institute for the Fiduciary Standard released a proposed set of best practices for advisors Thursday at TD Ameritrade Institutional’s annual meeting.
Over half of households would drain their savings if faced with unemployment even for a month, according to a report by Pew Charitable Trusts.
Quantitative analysts are improving policy making at the SEC, departing Investment Management Division Chief Norm Champ told Financial Advisor on Friday.
President Barack Obama's tax plan would affect billionaires -- as well as people who aren’t wealthy enough to pay estate taxes, if their assets have gained sharply enough in value.
One shareholder is fighting back against high fees by suing Pimco, which he is accusing of charging excessive fees to support large bonuses for top executives.
Panetta says both candidates would want to get things done.
TD Ameritrade says at conference that independents will overtake wirehouses and become the market share leaders.
The first major oil companies to report earnings amid the worst oil crash since 2009 all pledged to protect shareholder payouts.
Independent broker-dealers may be making some headway with Finra in getting the regulator to modify its controversial CARDS proposal.
Clients listening only to headlines can misunderstand rollovers and tax deductions.
The question for advisors is how best to choose the right managers.
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