FA News

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Wall Street Gears Up As White House Pushes Retirement-Fund Rules

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Top financial lobbyists converged on the White House last week in a failed bid to forestall an administration plan that would impose new rules on brokers who manage trillions of dollars in U.S...

Comments Sought On Fiduciary Best Practices Proposal

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The Institute for the Fiduciary Standard released a proposed set of best practices for advisors Thursday at TD Ameritrade Institutional’s annual meeting.

U.S. Families Walk Financial Tightrope, Study Says

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Over half of households would drain their savings if faced with unemployment even for a month, according to a report by Pew Charitable Trusts.

Quants Boost Policy Making, SEC Official Says

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Quantitative analysts are improving policy making at the SEC, departing Investment Management Division Chief Norm Champ told Financial Advisor on Friday.

Inheriting Grandma's House Comes With Tax Bill Under Obama Plan

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President Barack Obama's tax plan would affect billionaires -- as well as people who aren’t wealthy enough to pay estate taxes, if their assets have gained sharply enough in value.

How To Fight Back Against High Mutual Fund Fees

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One shareholder is fighting back against high fees by suing Pimco, which he is accusing of charging excessive fees to support large bonuses for top executives.

Leon Panetta Hopes For Clinton-Bush Race In 2016

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Panetta says both candidates would want to get things done.

TD Ameritrade Wonders If There Are Enough Advisors To Meet Demand

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TD Ameritrade says at conference that independents will overtake wirehouses and become the market share leaders.

‘Big Oil’ Cuts $20 Billion In Five Hours To Shield Dividends

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The first major oil companies to report earnings amid the worst oil crash since 2009 all pledged to protect shareholder payouts.

B-Ds Optimistic Finra Will Change Its Stance On CARDS

by Dan Jamieson

Independent broker-dealers may be making some headway with Finra in getting the regulator to modify its controversial CARDS proposal.

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