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Callan Family Practice Adds Two Industry Veterans From Key Bank

by FA Staff

Jeff Getty and Lisa Clifford will head the new practice helping clients with business transitions.

Congressional Resolutions Could Blow Up DOL Fiduciary Rule

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A bipartisan group of lawmakers is trying to overturn new requirements put on advisors.

Finra Rules Ex-RJ Advisor Owes $2.6M After Selling Firm, Poaching Clients Back

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Nicole Sennett was accused of poaching clients after a business sale turned acrimonious.

$4.5B Advisor Network Exits Lincoln Financial For LPL

by FA Staff

Pilot Financial, based in Greensboro, N.C., has 105 advisors nationwide.

Colleges Ramp Up Debt Sales In Frenzied Race For New Students

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A supply and demand problem has emerged: There are too many colleges and not enough students.

Equity Trading Volume Is So Low It Feels Like Summer Holidays

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Some stock market volumes suggest everybody is at the beach already.

SEC Fines Calif. Advisor Almost $1.1M For Not Disclosing Annuities' Commissions

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The agency said Raymond L. Lent and his firm didn't disclose upfront sales commissions on annuities of 6.8% on average.

Massachusetts Risks $1 Billion In Lost Tax Revenue As Rich Flee

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High taxes and housing costs have pushed wealthy residents to move elsewhere.

Morgan Stanley's Slimmon Sees Stocks Soaring Beyond Record Highs

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The senior portfolio manager says investors still have cash to put to work.

Raymond James Adds $228M Texas Advisor

by FA Staff

The team at Ramirez Family Wealth of Raymond James was previously with J.P. Morgan Securities.

Yardeni Sees Productivity-Led Boom Driving Stock Market Up 50% By 2030

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His upbeat scenario hinges upon productivity lowering unit labor costs and boosting profits and wages.

Krugman Says He's 'Fanatically Confused' On Where Rates Are Going

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The Nobel laureate in economics also played down worries about the level of federal debt.

Over 70% Of Americans Feel 'At Least OK' Financially In Fed Poll

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There was also a drop in adults who feel worse off since a year ago.

Ex-Merrill Lynch Duo With $705M Joins LPL's Wealth Management Platform

by FA Staff

Auctus Legacy Private Wealth Management has become an LPL affiliate in Oklahoma City.

Election Carries Big Consequences For Advisors, Schwab Political Analyst Says

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Lobbyist Michael Townsend sees a "very, very close" race that could impact everything from taxes to advisor regulations.

Franklin Templeton Survey Shows Surging Advisor Interest In Crypto

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More advisors say they will recommend the assets within the next six months, the survey said.

Hope For Ether ETF Sparks Surge In Crypto Prices

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Investors believe the odds that the SEC will approve the first ether fund are rising.

What A World That's Growing Older Fast Means For Investing

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Many of the strategies being put in place to trade the graying of the world reflect inflationary concerns.

Goldman Says Equity Investors Bracing For Return Of Volatility

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The bank's measure of risk appetite hit the highest since 2021 last week.

Fed's Waller Needs 'Several More' Months Of Good Inflation To Cut Rates

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The Fed governor said that further rate increases are “probably unnecessary.”

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