by FA Staff
Maryland-based Geier Asset Management has $390 million under management and serves Major League Baseball players.
by FA Staff
The Canadian company has acquired or agreed to acquire 21 RIAs since entering the U.S. market last year.
by
Tracey Longo
Rothschild Investment Corp. and Paradigm Wealth Advisors agreed to an SEC censure and to paying fines without admitting or denying guilt.
by FA Staff
The deal expands Toronto-based CI Financial's Bay Area presence and boosts its total U.S. assets to $82 billion.
by FA Staff
Grove Point Financial was formerly H. Beck Inc., which rebranded in April.
by FA Staff
Pinnacle will give Mariner its second office in Cincinnati.
by FA Staff
The disciplinary actions included 18 cases in which planners permanently lost their right to use the CFP designation.
by FA Staff
Alexandria Capital has offices in New York City, Boston, Portland, Ore, and Juneau, Alaska.
by
Tracey Longo
The Consumer Federation of America wants more meaningful disclosures for index-linked annuities.
by FA Staff
Russell Riggan and his team operate Talent Financial Services in Snyder, Texas.
by
Karen DeMasters
The CFP Center for Financial Planning and Parsec Financial are offering $5,000 scholarships to eligible candidates in the Southeast.
by
Jeff Schlegel
Many people would consider financial advisory services offered by these tech giants, according to an Accenture survey.
by FA Staff
Huntington Beach, Calif.-based Taylor Wealth Management is led by industry veteran Allison Taylor.
by
Eric Reiner
Financial advisors can point entrepreneurial clients in the right direction.
by FA Staff
The four Ausperity Private Wealth co-founders are each under age 40.
by
Eric Rasmussen
The agency said email breaches at Cetera, Cambridge and KMS allowed outsiders to view sensitive client information.
by FA Staff
Many advisory firms grew clients, hired staff and completed internal transactions, according to a survey.
by
Robert Amoruso
It's time for financial advisors to replace this antiquated service model with a truly interactive client network.
by FA Staff
Ellwood Associates is CAPTRUST's first location in Chicago and the 51st firm to join the firm since 2006.
by FA Staff
Dean Hedeker, an attorney, CPA and wealth manager, founded his namesake firm in 2002.
