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RIA MARKET CENTRAL

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Social Security Strong Enough To Weather Pandemic, Analysis Says

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But Congress still needs to address the program's deficit, according to Boston College's Center for Retirement Research.

Schwab Requires All RIA Clients To Get Expansive $1 Million E&O Policy

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The coverage needs to include protection against data theft and other risks, according to a company memo.

Wealth Enhancement Group Adds Firm Of Same Name

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The transaction increases Wealth Enhancement Group's footprint in the Southeast.

Demand For Advisors Is Set To Grow, CFP Survey Says

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Continuing education will be a key to planners' success, according to a survey of more than 4,000 planners.

Hightower Makes Strategic Investment in $1B Florida Firm

by FA Staff

Landsberg Bennett Private Wealth Management in Punta Gorda, Fla., has 14 employees.

Beacon Pointe Acquires Arizona RIA With $430M

by FA Staff

Stonegate Capital Advisors, founded by Jameson Van Houten, is the seventh acquisition this year and the second office in Scottsdale, Ariz., for the Newport Beach, Calif.-based RIA.

Vanguard Buys Fintech To Roll Out Direct Indexing For Advisors

by FA Staff

Vanguard had been in a pilot program with the fintech, Just Invest, since 2020.

Farpointe Adds Firms In Oklahoma, Utah With $350M In Assets

by FA Staff

First Oklahoma Advisory Group and Dahle's Financial Services are the eighth and ninth practices to join the Cetera affiliate this year.

As Unpaid Arbitration Awards Soar, Finra Urged To Create Investor Pool

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The PIABA says nearly 25% of money awarded to investors goes unpaid.

Tiedemann And Alvarium To Merge With SPAC As $1.4B AUM Nasdaq Entry

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The combined entities will oversee approximately $54 billion in AUM and AUA.

Cresset-Berman Merger Creates $20B Family Office

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The merger with Berman Capital Advisors will add to Cresset Asset Management's Atlanta presence.

SEC Greenlights Yelp-Style Online Reviews Of Advisors With Testimonial Rule

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Clients can now review advisors online for all to see. The feedback might be valuable.

Buttonwood, Charged With Wrap-Fee Abuses, Accuses SEC Of Regulation By Litigation

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The agency has warned firms about the conflicts of interest in wrap fee programs.

How To Growth Hack An RIA

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Recapitalization might just be the smartest thing an RIA owner can do right now, writes Ryan Shanks.

How To Minimize Behavioral Bias In Advisors

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Even an AUM fee or retainer model may signal to clients certain abilities to predict the future.

Employee-Owned RIA Coldstream Acquires Rosenbaum Financial

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The Seattle-based firm is continuing its strategy of not using outside capital for its acquisitions.

M&A Still On A Tear, Industry Leaders Say

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The RIA space will see more merger activity regardless of market shifts, say industry thought leaders.

3 Ways To Grow Strong Relationships With Both Spouses When Working With A Couple

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The extra effort made to solidify a relationship with both spouses can greatly impact overall success.

Wealth Enhancement Group Acquires Walnut Creek Wealth Management

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The transaction is the 12th completed by Wealth Enhancement Group this year.

Flat Fees Used By More Than A Quarter Of RIAs, Survey Says

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Among Advyzon clients, flat-fee revenue models were somewhat more popular with larger firms than smaller firms.

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