Regional & Wirehouse Brokers

[1]  1 2 3 4 5 6 7 8   [35]

Credit Suisse Ignites Global Market Rout As Banking Fears Return

by ,

Credit Suisse's share price plunged 28% in the biggest one-day selloff on record.

Top Wall Street Banker Ray McGuire Joins Lazard As President

by

McGuire is a veteran of Morgan Stanley and Citigroup and ran for mayor of NYC.

Schwab Owed $7.3M, Advisors $4.7M In Morgan Stanley Case

by

A Finra panel determined the award after four years of counterclaims and cross-claims.

Wall Street's ChatGPT Nightmare Is Over Before It Starts As Banks Crack Down

by

Several big financial firms have compliance concerns over their employees' use of the ChatGPT AI tool.

FSI Using 'All Tools' To Persuade DOL To Withdraw Independent Contractor Proposal

by

The proposal could result in as many as a few hundred thousand dually registered advisors being reclassified to employees.

JPMorgan Could Reach $1 Trillion Market Value By 2030, Morgan Stanley Says

by ,

The firm stands to benefit from stronger net interest income, plus improved fees and efficiencies in a "soft landing" scenario.

Merrill Lynch Still Trying To Collect On $1.4M Arbitration Award

by

The firm won the arbitration in 2021 and now seeks to garnish monies owed by other firms to ex-broker.

JPMorgan Restricts Staff's Use Of AI-Powered ChatGPT Bot

by

The artificial intelligence software has become an internet phenomenon in recent months.

Credit Suisse Eyes $380 Million Overhaul Bonus For Top Staff

by

It marks the second straight year Credit Suisse aims to incentivize top staff.

2 Ex-Merrill Advisors Sue Firm To Pre-empt Noncompete

by

Two ex-employees of Merrill Lynch are taking the company to court over restrictive noncompete clauses.

How Advisor360's First Acquisition Could Expand Its Reach And Offering

by

The fintech acquired Canadian account-opening specialist Agreement Express last month.

Solomon Says Goldman Pushed Too Quickly Into Consumer Banking

by

David Solomon also said that he's hearing more indication that the economy may be able to dodge the recession.

Bankers And Regulators Find Common Ground On Crypto At Davos

by

Will 2023 be the year that global regulators get their arms around the crypto industry?

Why Goldman Sachs Is Far, Far Behind Morgan Stanley

by

The trouble for Goldman is that investors no longer value big wins in trading.

Goldman Expenses Surge As Firm Sets Aside More For Compensation

by

Fourth-quarter results from the biggest U.S. banks on Friday gave investors plenty of reasons to be jittery about 2023.

Morgan Stanley Beats As Wealth Management Hits Record

by

Morgan Stanley executives have been preaching confidence heading into 2023.

Credit Suisse Weighs 50% Cut To Bonus Pool After Tough Year

by ,

It caps a grim year in which the bank was forced to raise $4 billion after a string of losses.

Wells Fargo Ordered To Pay $3.7 Billion For 'Illegal Activity'

by

The bank's violations cost customers their homes, cars and savings, said the government's consumer watchdog.

Independent B-D's Gain Market Share, Cerulli Says, But Wirehouse Strength Endures

by FA Staff

If they were to switch firms today, 71% of advisors would prefer an independent affiliation, the research firm said.

Goldman Sachs Considers Eliminating As Many As 4,000 Jobs

by ,

Top managers have been asked to identify potential cost-reduction targets.

[1]  1 2 3 4 5 6 7 8   [35]