by
Tracey Longo
More than 563 investment firms own these spot bitcoin ETFs, according to SEC filings.
by
Tracey Longo
The proposal also seeks to designate RIAs as “donor advisors,” subjecting them to excise taxes.
by
Jennifer Lea Reed
Christopher Conover allegedly failed to tell his clients he was paid $530,000 to steer them into movie investments.
by
Tracey Longo
The SEC and the Treasury Department want to require advisors to step up their anti-money-laundering efforts.
by FA Staff
Tom Bradley was named chief client officer for Schwab's advisor services business.
by FA Staff
The Barnes Group and the Pollard Team manage a combined $900 million in client assets.
by FA Staff
Industry veteran Jon Patullo has spent more than two decades in the advisor technology space.
by
Tracey Longo
The Association of African American Financial Advisors said the rule could cost Black advisors clients and jobs.
by
Jacqueline Sergeant
Matthew Benson has helped enact state laws that benefit retirees on several fronts.
by
Tracey Longo
Companies and advisors who breach the fiduciary rules also face excise taxes and possible class-action suits.
by FA Staff
The acquisition of the Kirkland, Wash., firm expands Edelman's footprint in the Pacific Northwest.
by
Tracey Longo
The rule is more vulnerable than a similar Obama-era edict that was overturned by the courts, the financial industry law firm says.
by FA Staff
The acquisition of management-owned Envoi of Minneapolis is expected to close in the third quarter.
by FA Staff
The Glaser Group of Nashville, Tenn., is led by Louis Glaser with his two sons as vice presidents.
by
Tracey Longo
Investors in small retirement plans and those who roll over into annuities will reap the greatest savings, researchers found.
by FA Staff
AmeriFlex is aiming to reach gender parity among its partner advisors.
by
Raymond Fazzi
The advisors contend they were victimized by the failed bank.
by
David Scranton
The dual industry and client retirement waves could be a boon for advisors who want to grow their business.
