Succession Planning/Advisor M&A

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Raymond James Adds Utah Trio With $1B AUM

by FA Staff

The advisors were previously affiliated with Zions Bank and LPL Financial.

LPL Adds Truist Duo With $300M To Employee Advisor Platform

by FA Staff

Kultar Bindra and Steven Alvarez launched the Bindar Group in Tampa, Fla.

A Roadmap For Advisors Considering A Career Transition

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Veteran recruiter Mindy Diamond has released a book on how advisors should approach their next career steps.

Raymond James Adds $360M AUM Miss. Duo From LPL

by FA Staff

Gualano Comans Wealth Advisors has joined the broker-dealer's advisor platform.

Hightower Invests in Florida RIA Managing $2.3B

by FA Staff

Charles D. Hyman & Company is a five-person advisor firm in Ponte Verde, Fla.

LPL Lands Ameriprise Advisor Team With $650M AUM

by FA Staff

Apex Private Wealth Advisors is a full-service ensemble practice in Santa Rosa, Calif.

BofA Private Wealth Duo With $700M AUM Joins LPL In N.Y.

by FA Staff

BrookBridge Private Wealth in Long Island, N.Y., is affiliated with LPL Private Wealth Management.

B. Riley Confirms Talks On Asset Deals To Cope With Debt Burden

by ,

The Los Angeles-based broker-dealer confirmed it's in talks to sell a majority stake in Great American Group.

Wealth Enhancement Group Acquires $1.3B Philly Hybrid RIA

by FA Staff

With the acquisition of Levy Wealth, the Minneapolis giant has opened its ninth location in Pennsylvania.

Mariner Buys M&A Consultancy Firm Woodbridge International

by FA Staff

The deal enables Mariner to offer enhanced M&A advisory services to its clients.

LPL To Buy $9B N.J. Brokerage Firm

by FA Staff

The Investment Center will add 240 financial advisors to LPL's network.

RBC Adds Two Wells Fargo Teams In Pennsylvania And Virginia

by FA Staff

The Salon Magura Private Wealth Group and a team led by Bernard Suissa managed a combined $801 million.

Mercer Advisors Buys Connecticut Firm With $412M In AUA

by FA Staff

Benchmark Wealth Management of Lyme, Conn., was founded in 2007.

Too Much Of A Good Thing?

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High profits are going to force the RIA culture to change in unsettling ways.

Exit Strategies For CEOs: Navigating The Path To A Successful Transition

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Here are three prominent exit strategies that present unique advantages and challenges that CEOs must carefully consider.

Duran's Rise Growth Partners Takes Stake In New Jersey RIA

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With its stake in Bleakley, the United Capital founder's new PE firm has made its first investment.

FTC Ban On Worker Noncompete Deals Blocked By Federal Judge

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The ruling is a blow to the FTC and further divides the judiciary over the regulator's powers.

LPL Recruits Team That Managed $375M At Wells Fargo

by FA Staff

4Point Wealth Management is joining LPL Strategic Wealth Services in Davidson, N.C.

NewEdge Wealth Expands To Pennsylvania

by FA Staff

A team of advisors formerly with Morgan Stanley has joined the firm.

Lincoln Team With $615M AUM Joins LPL In Atlanta

by FA Staff

The five-member advisory team has launched Wealthstead Financial Advisors.

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