Succession Planning/Advisor M&A

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LaSalle St. Sets Up Expansion With Bank Partnership

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The deal will enable the firm to move quickly on mergers and acquisitions.

Cetera To Buy $42.6B AUM Avantax

by FA Staff

Wealth management firm Avantax will be delisted from Nasdaq and become a Cetera business unit.

Avantax Welcomes $230M AUM Southern California Team

by FA Staff

Comprehensive Financial, based in Burbank, Calif., joins Avantax from Independent Financial Group.

$800M Arizona Team Joins LPL From Lincoln Financial

by FA Staff

Peoria, Ariz.-based Validus joins LPL's broker-dealer, RIA and custodial platforms.

Fidelis Lures $4.5B Team From Bank Of America For D.C. Office

by FA Staff

The firm launched last year to serve the ultra-wealthy.

Schwab Execs Hail Success Of TD Integration

by FA Staff

More than 7,000 advisory firms and nearly four million clients have been transitioned to Schwab, company officials said.

Future VC Equity Contracts Anything But Simple For Taxes

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These investment agreements don't have the benefit of clear IRS guidance, advisors say.

Changing Of The Guard

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The time you start building a business is the time you must start thinking about how to get out.

How A Young Advisor Bought Out A Practice

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Independent Advisor Alliance's “junior advisor” program helped this advisor secure financing.

Securities America Seeks Relief From Finra Liability Claim In U.S. Court

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Clients said they were burned by a firm acquired by Securities America. They want $600,000 from the B-D.

LPL Adds Arizona Duo With $350M In Assets To Its Platform

by FA Staff

Steve Boeckmann and David Wyzgowski have launched BW Wealth Management in Scottsdale.

UBS Seeks Restraining Order Against $5.5B Atlanta Team That Skipped To RBC

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The bank said the team ran afoul of non-solicitation agreements.

Goldman Sachs To Sell RIA Wealth-Advisory Unit To Creative Planning

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The move marks Goldman's renewed focus on ultra-wealthy clients.

Economic Optimism Will Lead To More RIA M&A Deals, Study Says

by FA Staff

Private equity firms will spark financial firms' activity, according to Acuity.

Verdence Acquires RIA With $100M AUM In Naples, Fla.

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The deal is the first acquisition for Verdence Capital Advisors of Hunt Valley, Md.

Rockefeller Adds Ex-UBS Team With $878M In New York City

by FA Staff

The six-member team operates as Oryx Legacy Partners and is led by Angela Mwanza.

Lack Of Time For Clients Driving Advisors To Retirement, J.D. Power Says

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Client time is being eaten away by administrative and compliance-related tasks, a survey of advisors found.

CI's U.S. Segment Grew 42% In 2023's First Half

by FA Staff

Rebranded as Corient, the wealth management group acquired three RIAs and grew organically, the firm said.

Comerica Snags 11-Member SoCal Team From Union Bank

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The team manages some $3 billion in assets, Comerica said.

Mercer Advisors Acquires Texas Firm With $720M In AUM

by FA Staff

Steward Wealth Management is the Denver-based Mercer's second purchase this week.

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