FA News

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Brokerage, Annuities Industries Make Last-Ditch Effort To Delay DOL Fiduciary Rule

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The groups, arguing the proposal has been rushed, asked government officials to get more public input.

Fed Hiking Rates To 6.5% Is ‘Real Risk' For UBS Strategists

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UBS strategists see a growing possibility that inflation fails to decline to the Fed's target.

The Lowest Pay U.S. Workers Will Accept For A New Job Soars

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The increase was most pronounced for men, younger workers and higher-income workers.

IAA Wants Low-Risk Advisors Excluded From Money Laundering Proposal

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The Treasury Department has proposed a rule requiring all SEC advisors to have anti-money-laundering programs.

Beaten-Up Build America Bonds Are Worth A Look, Barclays Says

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Strategists say deals can be found in certain types of Build America Bonds.

HSAs As 'Medical IRAs': A Great But Neglected Strategy

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Why don't more advisors recommend using health savings accounts for long-term growth?

Candidates Seeking CFP Certificate Reaches Record Level

by FA Staff

The CFP Board said a record number of candidates took its March exam.

Using Life Insurance To Address Anticipated Rise In Estate Taxes

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Life insurance can be useful for dealing with expiring TCJA provisions, advisors say.

Risk-Addicted Wall Street Funds Are Shaken As Bad News Piles Up

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Nervous money managers are sitting on some of their highest exposures to stocks and credit in a decade.

Retail Sales Top Forecasts As Consumers Keep Fueling Growth

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A new report points to plenty of momentum in consumer spending heading into the second quarter.

Treasurys Fall As Traders Focus Again On Inflation Risks

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Many bond investors have been caught wrong-footed this year over inflation.

Schwab Revenue Tops Estimates Even As Net New Assets Decline

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The Westlake, Texas-based firm reported $4.74 billion in net revenue for the three months though March.

Goldman's Wall Street Machine Revs Up Driving Surprise Profit Surge

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Goldman Sachs has sought to win back investors with a renewed focus on its core Wall Street business.

N.J. RIA Launches With Eye Toward Young Investors, Subscriptions

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Alooola, launched by Glen Eagle Investments in New Jersey, describes itself as a "wealth platform for the next generation."

Haven Demand Lifts Treasurys After Worst Two Days In Months

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Yields on two- to 10-year notes tumbled as much as 10 basis points at one stage.

BofA Warns Current Price Moves Are Typical Of Bubbly Markets

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The bank's strategists say there's a risk that a no-landing scenario will turn into a hard-landing scenario.

It's True--The Ivy League Offers A Better Return On Investment

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Ivy League institutions far outperform other elite private colleges when it comes to cost and future earnings.

J.P. Morgan Ordered To Pay Broker $250K In Defamation Case

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A Finra panel sided with a broker who claimed the firm defamed him in a Form U5 filing.

5 RIAs Fined $200K For Violating Marketing Rules, SEC Says

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The SEC has now penalized 14 registered investment advisors in its crackdown on marketing infractions.

Shadow Hangs Over Morgan Stanley In Latest Government Probe

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A new investigation of the bank's money laundering controls is "another black eye for Morgan Stanley," one attorney says.

[1]  9 10 11 12 13 14 15 16   [2039]