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RIA MARKET CENTRAL

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Dynasty Financial Files For $100M IPO

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The services platform was founded by veteran Shirl Penney to help RIAs seeking to strike out on their own.

Paper Proposes Low-Cost Way To Bring Financial Advice To Masses

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The strategy leans heavily on fixed-income solutions to offer financial advice to people with limited assets.

CAPTRUST Acquires $105B N.J. Competitor PEI

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Portfolio Evaluations is the third institutional-focused firm that Raleigh, N.C.-based CAPTRUST added in the past year.

Advisor Trade Group Wants SEC To Tell RIAs They Can Call Themselves Fiduciaries

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Many advisors mistakenly believe they're barred from using the word "fiduciary," according to the Institute for the Fiduciary Standard.

Rockefeller Adds Ex-Morgan Stanley Team With $1.3B In Atlanta

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Southeastern Wealth Management Group is the 69th team to join Rockefeller's private wealth division since its creation in 2018.

The 2021 RIA M&A Year In Review

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The factors that made up the deal storm in 2021 continue to accelerate.

Mercer Advisors Triple-Play Adds $1.4B In AUM

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Cordasco, HawsGoodwin and Wrenn join the fold

Wescott Grows To $3.5B AUM By Acquiring Pa. Firm

by FA Staff

Not all M&A prospects make the cut, according to Wescott founder and CEO Grant Rawdin.

Mariner Wealth Adds Viewpoint Financial Network in Calif. With $950M In AUA

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The acquisition is the 14th deal that the Overland Park, Kansas-based firm closed over the last year.

The Top 10 Reasons To Go Independent In 2022

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Before you decide independence is the right decision, you have to stop and ask yourself why.

Summit, Merchant To Acquire Fieldpoint $5.1B AUM Advisory Unit

by FA Staff

The deal will increase Summit's total AUM to about $12 billion.

Laird Norton Wealth Merges With Wetherby To Create S15B AUM Firm

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The combined team will retain both the Laird Norton Wealth Management and Wetherby Asset Management names.

Mariner Wealth Adds $1.3B In AUA With Acquisition Of First N.H. Office

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The acquisition of Granite Investment Advisors was Mariner's 13th transaction in 2021.

Hightower Acquires $1.65B TC Wealth And Trust Company Subsidiary

by FA Staff

TC Wealth serves high-net-worth clients nationwide.

Anti-Vax Advisors Find Refuge In Faith-Based RIA

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A duo managing $250 million exits Edelman Financial Engines over medical and religious freedom.

M&A Activity Will Continue To Break Records For Years To Come, DeVoe Says

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Buyers and sellers want to scale companies and seek talent, a new report reveals.

Advisor Misconduct Rises 147% After Private Equity Buyouts, Study Says

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The drive for profits after an advisor firm buyout often leads to unethical behavior, according to the study.

Many Retirees Have A Big Problem. It Isn't What You Think.

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Anxiety about inflation, longevity and children's inheritances can lead well-off older savers to scrimp when they shouldn't.

CI Financial To Acquire $6B AUM RegentAtlantic

by FA Staff

The deal is expected to push the fast-growing global wealth manager's U.S. assets past the $100 billion mark.

Retaining Talent Is Becoming Top Priority For Large RIAs, Schwab Says

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The most successful firms have strategies in common, Schwab's 2021 RIA Benchmarking Study reveals.

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