FA Online

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$830M Team From Janney Joins LPL Independent Platform In Conn.

by FA Staff

Thimble Island Private Wealth is affiliated with LPL's Strategic Wealth Services.

SoFi Settles With Finra In $1.1M Penalty Over Thieves' Use Of Accounts

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Thieves used the B-D's cash management accounts to transfer millions from outside institutions.

Why Non-Compete Clauses Should Be Banned

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The U.S. Federal Trade Commission's new rule banning non-compete clauses in employment contracts is predictably being challenged by business lobbies.

Global Bond Rally Faces Supply Test As U.S. Refunding Starts

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The Treasury kicks off $125 billion of sales this week. It will test the global bond rally.

Former First Republic Advisors Battle JPMorgan To Keep $90M In Loans

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The advisors contend they were victimized by the failed bank.

One Out Of Every 24 New York City Residents Is Now A Millionaire

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Despite the exodus talk, New York City's residents still have more wealth than those in other metros.

Archegos Trial Cast Led By Hwang, CFO And Polo-Playing Trader

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Here are the players in the criminal trial following the collapse of Archegos Capital.

The Trial Of The Fiduciary Rule For Crimes Against The Fiduciary Rule

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The fiduciary rule fails to advance the best interests of retirement savers.

BlackRock Cuts Jobs In Muni Business Under New Leadership

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Patrick Haskell, a former co-head of fixed income capital markets at Morgan Stanley, has taken over.

The Role Of Advisors In Helping Clients Navigate The Complexities Of Aging

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Crescent Grove Advisors helps aging clients with end-of-life care, estate planning and transfer of assets to heirs.

Will The Lawsuit Against The DOL Fiduciary Rule Prevail?

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Three experts weigh in on the motion for an injunction against the new rule and hopes to vacate it.

Medicare Insurance Fund Can Pay Full Benefits Until 2036

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Medicare's hospital insurance trust fund's viability improves, adding five years.

Grayscale Bitcoin Trust Sees First Inflows Since U.S. ETFs Were Approved

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The ETF has suffered net outflows of about $17.4 billion since it was converted from a trust.

Breaking Into The $100 Million Club

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The dual industry and client retirement waves could be a boon for advisors who want to grow their business.

Focus Financial Partners To Merge The Colony Group And Buckingham

by FA Staff

The transaction raised questions about consolidation of other Focus firms.

Commercial Real Estate: Macro Risk Or Investment Opportunity?

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Commercial real estate has broad characteristics that should be attractive to both institutional and individual investors.

Raymond James Adds Okla. Husband-Wife Advisor Duo With $200M

by FA Staff

Mike and Shaley Sikes have come over from Edward Jones.

LPL Adds Ex-UBS Advisor With $275M To Independent Platform

by FA Staff

Matthew Sheffield has launched Burlwood Wealth through an affiliation with LPL's Strategic Wealth Services.

Sell In May? Maybe Not

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More recently, the month of May and the “Sell in May” time frame have yielded better results.

Massachusetts Eyes Mansion Tax To Fund Affordable Housing

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The initiative mirrors a measure recently spurned by Chicago voters.

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