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Staffing

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Schwab Lays Off Up To 2,000 Employees, Reports Say

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The company signaled its intention to eliminate jobs in an SEC filing this past summer.

LPL Adds 462 Advisors During Quarter, Beats Analyst Estimates

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The firm also saw a decline in cash balances from last year.

Morgan Stanley's Ted Pick Will Succeed James Gorman As CEO

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Pick has been credited with spurring a revival in the firm's trading business.

Advisor Specialization Key To Revenue Growth, Michael Kitces Says

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Increasing knowledge is more important than increasing client counts, he said.

Sallie Krawcheck On What Defines Good Leadership

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Hiring a diverse staff and treating employees well are among the most important traits, she said.

Goldman Earmarks Extra $690 Million For Pay In Bid To Stem Staff Angst

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Goldman Sachs boosted the portion of revenue it pays out to workers in the third quarter.

American Work-From-Home Rates Drop To Lowest Since The Pandemic

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Fewer than 26% of households now have someone working remotely.

New York City's Finance Jobs Still At Highest Level In 20 Years

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Job counts remain high even as the security industry's earnings and revenue have softened.

Family Office Pitcairn Names Head Of Wealth Management

by FA Staff

J. Matthew McCarte has been with the Jenkintown, Pa.-based firm for 25 years.

Mid-Career Advisors Might Be LPL's Next Acquisition Target

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The firm's recent expansion of its liquidity and succession program to external advisories may be just the beginning.

FPA Board Names 2024 President-Elect, Other Leaders

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Paul Brahim will serve as president-elect in 2024, ascending to the FPA presidency in 2025.

More Black, Hispanic Investors Working With Advisors, Allianz Says

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Black and Hispanic investors may not always share the same goals as the population as a whole.

5 Ways Wealth Management Firms Can Power Their Growth

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The financial services industry is facing a period of change like no other. Here's how to adapt.

Black Execs Share Their Secrets For Recruiting Top Advisors

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The wirehouse executives offered recruiting advice at the Association of African American Financial Advisors annual conference.

Berthel Fisher Makes Appointments To Spur Growth

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The company co-founder will step down from some roles to concentrate on strategic initiatives, the firm said.

Goldman To Cut Underperformers As Soon As October, FT Says

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The firm had a headcount of 48,500 as of December, with 52% based in the Americas.

Schwab Execs Hail Success Of TD Integration

by FA Staff

More than 7,000 advisory firms and nearly four million clients have been transitioned to Schwab, company officials said.

Future VC Equity Contracts Anything But Simple For Taxes

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These investment agreements don't have the benefit of clear IRS guidance, advisors say.

Wall Street Gets Tough On Return-To-Office Laggards

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Even technology giants that once promised long-term flexibility have become stricter with their policies.

UBS Signals Most Of Credit Suisse Investment Bank To Shut

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UBS executives have said they want to cut back riskier trading operations.

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