Custodians/Fee Only Articles

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Is Google Gunning For RIAs, Custodians And Robos Alike?

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Over the last few months, financial services industry participants have started asking whether Google might enter the business, and if it did, what specific markets might the tech giant target?

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Big Three Custodians See Challenges Ahead

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The success of the independent advisory business has got the leaders of the custodial business focused on growing competitive challenges.

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Finra Chief: No Interest In Overseeing FAs Despite Feeler From House GOP Leaders

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Finra Chairman and CEO Rick Ketchum said a feeler from Republican House Financial Services Committee leaders won’t restart a Finra push to oversee financial advisors.

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Custodians Serving Up Advisor Tools

by Joel Bruckenstein

They are continuing a relentless drive to automate routine tasks.

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Advisory Firm Shocked Finra Orders It To Pay $3.8M To ExxonMobil Retirees

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A Finra arbitration panel rules in favor of the retirees, who say they were told a "total return" model would increase their S&P 500 gains while reducing the risks of trading equities.

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Schwab On Robots, Recruiting and Regulation

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At the Schwab Impact conference in Denver, Bernie Clark discusses Schwab's robo platform and how the company wants to interrupt the advisor flow to the B-D channel.

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Women Advisors Learn Value Of ‘Executive Presence’

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Underestimating the importance of “executive presence” can undermine women’s careers, said two experts at Schwab's Impact conference.

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Liz Ann Sonders Sees Volatility Rise As Bull Market Matures

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Divergences in global economy, monetary policies and inflation rates point to a surge in stock price swings.

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Bernie Clark: Schwab's 'Robo' Platform Is No Threat To Advisors

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The head of Schwab's custody business tells advisors at the firm's IMPACT conference how the new service will benefit them.

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