Custodians/Fee Only

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Schwab Eases Past BofA In Client Assets

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The Charles Schwab Corp. has quietly overtaken Bank of America’s wealth management units to become the biggest U.S. retail investment firm as ranked by client assets.

Record Growth And Profitability In The RIA Business

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For all firms in a recent survey, profitability, as measured by standardized operating margin, has risen 36 percent over the past five years.

DOL Exec Takes Aim At Critics Claiming Fiduciary Rule Would Harm Small Savers

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A DOL executive takes aim at critics who claim the proposed fiduciary rule would harm small investors.

Obama: Allow States To Enact Retirement Plans For Small-Company Workers

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The president said he is asking the DOL to issue rules that would pave the way for states to enact mandatory opt-out retirement savings plans for workers at small companies.

RIA Survey & Ranking 2015

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Despite lingering challenges, the RIA industry remains in upbeat mode.

LPL Expands Private Client Platform

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LPL Expands Private Client Platform Boston-based LPL Financial LLC has expanded the availability of “Private Client,” a platform for financial planners serving high-net-worth clients,...

Fidelity: Execs Acknowledge Advisor Talent Drought, But Lack New Recruiting Ideas

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Baby boomer retirements are increasing demand for financial advisors, but most broker-dealers and RIAs report a talent shortage and a reluctance to adopt new recruiting methods.

Advisors Need Deeper Discussions On Charity

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Most philanthropic individuals are not discussing long-term charity goals with their advisors, Fidelity Charitable says.

TD Clients Up The Ante; Cash At Post-Crash Low

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Client cash levels in accounts managed by RIAs affiliated with TD Ameritrade Institutional have fallen to a post-crash low of 7.4 percent, down from low double-digit levels seen after 2008.

TD Ameritrade Moves Upmarket To Millionaires

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TD Ameritrade Holding Corp, which has thrived by offering cheap trading to mass-market investors, is readying a suite of services to attract more money from millionaires.

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