On The Move

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Barton Spector Partners WIth Stratos Wealth

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Stratos Wealth is in independent firm on the LPL platform.

T. Rowe Price Hires ESG Director

by FA Staff

Maria Elena Drew has been hired as director of research and responsible investing.

Pershing Makes Jim Crowley COO

by FA Staff

Crowley most recently was chief relationship officer.

Raymond James Adds 2 Chicago Advisors Managing $423 Million

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St. Petersburg, Fla.-based Raymond James & Associates has added two Chicago-area advisors managing a combined $423 million to its broker-dealer platform. Jack T. Bayer joins from J.P...

Rob Baird Steps Down At Raymond James

by FA Staff

Gavin Murrey will head the public financie and debt investment banking division.

Cetera Expands Retirement Plan Solutions

by FA Staff

The expansion will help Cetera firms meet DOL Fiduciary rule standards, Cetera says.

TradePMR Hires Technology Officer

by FA Staff

Steven Durko will fill the new position.

Fiduciary Trust Names Trusts, Estates Chief

by FA Staff

Gerard F. Joyce will oversee the firm’s trust and estates strategy and administration in the U.S.

Charles Cornett Joins HighTower

by FA Staff

The hire is part of HighTower’s growth strategy.

Hill Wealth Management Joins Hightower

by FA Staff

The team, which previously was with SunTrust, is the 10th individual team to join HighTower

Bernstein Adds Private Client VP

by FA Staff

Douglas Sammons will serve as vice president in charge of private client practice.

Mercer Advisors Expands Pacific Northwest Presence

by FA Staff

The $11 billion firm has acquired Blue Moon Wealth Advisory in Bellevue, Wash.

Thornburg Investment Commits To Responsible Investing

by FA Staff

The global firm signed the U.N.-sponsored Principles for Responsible Investment.

Cetera Hires Michael Ragunas

by FA Staff

Ragunas will be chief information officer for the firm.

Financial Advisor To Hold Women's Leadership Role

by FA Staff

Loreen Gilbert is the new chair-elect of National Association of Women Business Owners National Institute.

Genworth Adds New Sr. VPs

by FA Staff

The two new hires will join the firm's U.S. Life Insurance division.

American Century Adds Portfolio Manager

by FA Staff

Dr. Tsuyoshi Ozaki joins American Century Investments' Disciplined Equity Group.

Raymond James Adds $300 Million Rochester Trio From Wells Fargo

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Three advisors have joined Raymond James from Wells Fargo Advisors.

Claris Financial Joins Triad Advisors

by FA Staff

Claris brings $150 million in client assets to the Atlanta-based broker-dealer.

Fi360 Creates New Data Position

by FA Staff

The firm hired Steve Engelhardt to fill the new role.

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