Stratos Wealth is in independent firm on the LPL platform.
Maria Elena Drew has been hired as director of research and responsible investing.
St. Petersburg, Fla.-based Raymond James & Associates has added two Chicago-area advisors managing a combined $423 million to its broker-dealer platform. Jack T. Bayer joins from J.P...
Gavin Murrey will head the public financie and debt investment banking division.
The expansion will help Cetera firms meet DOL Fiduciary rule standards, Cetera says.
Gerard F. Joyce will oversee the firm’s trust and estates strategy and administration in the U.S.
The team, which previously was with SunTrust, is the 10th individual team to join HighTower
Douglas Sammons will serve as vice president in charge of private client practice.
The $11 billion firm has acquired Blue Moon Wealth Advisory in Bellevue, Wash.
The global firm signed the U.N.-sponsored Principles for Responsible Investment.
Loreen Gilbert is the new chair-elect of National Association of Women Business Owners National Institute.
The two new hires will join the firm's U.S. Life Insurance division.
Dr. Tsuyoshi Ozaki joins American Century Investments' Disciplined Equity Group.
Three advisors have joined Raymond James from Wells Fargo Advisors.
Claris brings $150 million in client assets to the Atlanta-based broker-dealer.